Corporate Governance and Best Practices in Privately Owned Companies

On-demand Virtual Event

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ABOUT THE VIRTUAL EVENT

iGlobal Live is pleased to present the on-demand virtual event 'Corporate Governance and Best Practices in Privately Owned Companies'.

Join us for this 60-minute session on June 16th to be part of the live debate, get your questions answered by leading industry experts and address the key challenges that you and your peers are facing amidst the current global pandemic as we start to edge closer to the 'new normal'.

Key Topics Include:

  •  What are the primary obligations of a private company Board that you feel are important to the directors and the welfare of the company?

  •  Which area of private company board experiences do you feel deserves the most attention for improvement in today’s world ?

  •  How can boards address proper balance involving the “softer side”: gender, diversify, CSR, purpose, mission, education 

  • What are the most challenging decisions boards need to make and what recommendations can we make to augment these challenges? 

 


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Moderator

Strategic advisor. Merchant banker. M&A expert. Financier. Founder. Seasoned board member. Repeat entrepreneur and general partner. Trusted Consigliere to single family offices, founders, boards, and CEOs.

adam smith

R. Adam Smith

Founder & CEO

CIRCLE PEAK CAPITAL LLC

R. Adam Smith is an experienced investor, advisor, and builder of tens of startup, venture and private equity-backed companies in the U.S., and abroad, since the mid-1990s. Adam is an expert in the branded space with a focus on all matters related to the consumer, including luxury, accessories, retail, apparel, beauty, art and design, digital & media, food & beverages, wellness, real estate and wealth management. Through private equity partnerships he has led and/or sponsored since 2002, Adam has invested in over a dozen privately-held companies (including seven acquisitions) with a combined $600 million in sales and over $250 million of contributed equity invested capital, while also forming and serving on the Board of Directors, or Advisory Boards, of each company.

Adam is the founder and manager of alternative investing holding company, RAS Capital Partners LLC. In 2002, Adam founded Circle Peak Capital LLC, a private investment merchant banking partnership based in NYC he still manages today and which has served tens of limited partners with over $50 million of invested capital over time. 

Earlier in his career, Adam served as a principal at two leading private equity firms based in New York City, Caxton-Iseman Capital, an affiliate of Caxton Associates, one of the world’s legendary alternative investment organizations (founded 1993), and Castle Harlan, Inc. (founded 1987) each holding over $2 billion in aggregate managed equity capital. Adam was the first employee and instrumental in the success of a global emerging markets (half a billion dollar) hedge fund formed in 1996, Columbus Advisors LLC by the heads of Merrill Lynch emerging markets. Adam started his career on Wall Street in 1993, holding positions at top firms including Salomon Brothers Inc., J.P. Morgan, and Lehman Brothers Inc. After Salomon Brothers, Adam earned an MBA in 1998 with high honors (Beta Gamma Sigma) from the Graduate School of Business at Columbia University (CBSGSB), and a BA cum laude in International Relations and Economics from Boston University.

Adam is an active alumnus of CBSGSB, a founding board member of the CBSGSB Private Equity Advisory Board, and a founder in 1996 of the school’s now legendary Investment Management Conference. In addition to his role as Founder and CEO of his three primary holdings, Circle Peak Capital LLC, Big Sky Partners LLC, and Family Office Private Advisors LLC, Adam is a founding special advisor to hedge fund platform, Stride Capital LLC (since 2010), and was appointed in 2016 to the Advisory Board of the NY Tech Fashion Lab, a collaboration with Springboard Enterprises and the Partnership Fund for New York City and leading fashion and technology organizations.

Adam is married and a proud father of three children, is active in foreign affairs, the arts, design, and is an avid collector. Adam has been a host, patron and / or sponsor of numerous arts related events including the International Fine Art and Antique Show, Weill Carnegie Recital Hall, The Avenue Show, and has been an amateur classical pianist since the age of 5. Frequent speaker, host and/or sponsor at conferences, including Columbia Business School, Buyouts Insider, ACG, YJP, iGlobal Forum, Marcus Evans.

Adam is an active patron and philanthropist, including his roles as Co-Founder of Leukemia Fighters at Weill Cornell College (one of the leading oncology non-profits affiliated with a top U.S. hospital), board member of the Musicians Treatment Foundation (the leading national injury treatment non-profit for musicians), and previously, on the founding Board of Directors of National Sawdust (aka,Original Music Workshop) in Brooklyn, advisor to the leading museum of innovation in craft, art, and design (founded 1956), the Museum of Arts and Design, a special advisor to the Tanenbaum Center, and former founding member of the Dean’s Advisory Board of the Frederick S. Pardee School of Global Studies of Boston University.

Panelist

Richard D Harig, recently, Chair of Chicago TIGER 21 is the founder of Legacy Resources, a financial planning firm specializing in the artful blending of financial and estate design and the challenges of living a legacy and leaving one of significance. Rick’s journey to this unique niche began during his second sojourn in Vienna, Austria, from 1975-1978. 

Rick Harig

Rick Harig

Partner
Legacy Resources, LLP

 

Following his employ with Boise Cascade Corporation, Rick enrolled at the University of Vienna. To support himself, he started giving tours of the palaces, the city, country, and region. Today he facilitates journeys of the heart and the forces that shape the individuals we become. When the iron curtain fell, he moved his family back to Vienna, in order to play a role in this historic change. He was hired by a U.S. Property and Casualty company to assist them in establishing a presence in Europe.

Upon his return from Vienna, in 1994, Rick recognized a gap in the wealth advisory industry and created a new category of advisor called, The Legacy StrategistTM. This is a professional schooled in the art and science of financial planning, who assists clients in the survey of their lives, and the search for the legacy clues that point to their larger purpose and the implications for their resources. In his capacity, Rick has served over 85 families in sixteen states assisting them in managing the complexities of wealth and the financial and estate implications for them and their heirs. Rick serves as an advisor to charities and their major and planned gifts officers in facilitating more major gifts and larger ones. In his capacity as an Asset Gift expert, he has facilitated over $160M in current and testamentary gifts, most often through gifts of assets rather than cash. He is co-creator of a unique process for assisting families and institutions in creating a real Property Legacy that is designed to last 200 years, or more through sustainable cash flows and enduring built form. 

As a strategist, he has served his clients in their closely-held businesses and charitable projects. From 2007 through 2012, Rick led a business development effort for a hedge fund manager, creating a family office practice, and with his team, secured thirty-eight clients within an eighteen month period. Rick has developed a unique process for focusing vision and developing a support structure for addressing one’s dangers and capturing opportunities in both a financial and personal context. His recent articles and speeches examine the best practices for growing a great family, the move from prosperity banking to posterity building, and the challenge of investing the family name with symbolic capital. Rick is married to Joanna, his wife of 29 years, is a father of a Marine Corps veteran studying in Ireland, and of a daughter attending Biola University, in La Mirada, California.

 

Panelist

Matt has worked extensively on Succession Management, Leadership Development, Organizational Restructuring/Design, and Employee Engagement. While no one industry dominates his experience, he has spent a lot of time with Global conglomerates, Consumer Products Companies, Automotive, and Private Equity. 

Matt Norquist

Matt Norquist

 

Senior Client Partner

Korn Ferry

Beyond the above focus areas, Matt has a passion for behavioral economics and data analytics. He is expert at using behavioral and attitudinal data to drive business performance, and recently led a study looking at over 10 million data points across 100,000 leaders to identify the commitments that separate the most successful leaders from their peers.

In addition to his consulting work, Matt partners across markets and solution areas to drive business growth and client impact, and work with our leadership and marketing teams to simplify and optimize Go-To-Market strategies and tactics. 

Matt holds a MBA from University of Nebraska, and a Bachelor of Arts in Psychology from Azusa Pacific University, both of which where he graduated Summa Cum Laude.

 

Panelist

Daniel Eisner has represented private equity firms and other corporate clients in high-stakes matters for more than 20 years.

Daniel J. Eisner1

Daniel J. Eisner

Partner
Schulte Roth & Zabel LLP

His practice focuses on business transactions, including domestic and international mergers and acquisitions, leveraged buyouts, restructurings and venture and growth capital investments. Previously, Dan was head of the private equity practice at DLA Piper and Proskauer Rose LLP. He also served as general counsel at Arsenal Capital Partners. Adjunct Professor, Fordham University School of Law, 2016-2018

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